-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MPA2xr+sv+dgcK3BrYlY6Qc3pW2/FgOLOEk/W4ntgNstqUQI8dcD7sjD559KaLGv jUGrzlpDeVC1TU/Kfmu0tQ== 0000912057-02-009590.txt : 20020415 0000912057-02-009590.hdr.sgml : 20020415 ACCESSION NUMBER: 0000912057-02-009590 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20020312 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: HARVEY ELECTRONICS INC CENTRAL INDEX KEY: 0000046043 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-RADIO TV & CONSUMER ELECTRONICS STORES [5731] IRS NUMBER: 131534671 STATE OF INCORPORATION: NY FISCAL YEAR END: 1101 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-03251 FILM NUMBER: 02573511 BUSINESS ADDRESS: STREET 1: 205 CHUBB AVENUE CITY: LYNDHURST STATE: NJ ZIP: 07071 BUSINESS PHONE: 2018420078 MAIL ADDRESS: STREET 1: 205 CHUBB AVENUE CITY: LYNDHURST STATE: NJ ZIP: 07071 FORMER COMPANY: FORMER CONFORMED NAME: HARVEY RADIO CO DATE OF NAME CHANGE: 19700731 FORMER COMPANY: FORMER CONFORMED NAME: HARVEY GROUP INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: HARVEY RADIO CO INC DATE OF NAME CHANGE: 19690918 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: GOLDSMITH BRUCE INC CENTRAL INDEX KEY: 0001164118 IRS NUMBER: 650798911 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 111 NORTH BEACH ROAD CITY: HOBE SOUND STATE: FL ZIP: 33455 BUSINESS PHONE: 5615462569 MAIL ADDRESS: STREET 1: 111 NORTH BEACH ROAD CITY: HOBE SOUND STATE: FL ZIP: 33455 SC 13D/A 1 a2073247zsc13da.txt SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D/A (RULE 13d-101) UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 1) Harvey Electronics, Inc. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock, $0.01 par value - -------------------------------------------------------------------------------- (Title of Class of Securities) 417660-10-7 - -------------------------------------------------------------------------------- (CUSIP Number) Bruce Goldsmith Bruce Goldsmith Inc. 111 North Beach Road Hobe Sound, FL 33455 Telephone: (561) 546-2569 - -------------------------------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) February 28, 2002 - -------------------------------------------------------------------------------- (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of Sections 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box: |_| NOTE: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7 for other parties to whom copies are to be sent. (Continued on following pages) (Page 1 of 5 Pages) The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Schedule 13D/A Page 2 of 5 Pages CUSIP No. 417660-10-7 - -------------------------------------------------------------------------------- 1. Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only). Bruce Goldsmith Inc. - -------------------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group* (a) |_| (b) |_| - -------------------------------------------------------------------------------- 3. SEC Use Only - -------------------------------------------------------------------------------- 4. Source of Funds* WC - -------------------------------------------------------------------------------- 5. Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) |_| - -------------------------------------------------------------------------------- 6. Citizenship or Place of Organization Florida - -------------------------------------------------------------------------------- Number of 7. Sole Voting Power: Shares Beneficially 242,530 Owned by ------------------------------------------------------------ Each 8. Shared Voting Power: Reporting Person With 0 ------------------------------------------------------------ 9. Sole Dispositive Power: 242,530 ------------------------------------------------------------ 10. Shared Dispositive Power: 0 - -------------------------------------------------------------------------------- 11. Aggregate Amount Beneficially Owned by Each Reporting Person: 242,530 - -------------------------------------------------------------------------------- 12. Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares* |_| - -------------------------------------------------------------------------------- 13. Percent of Class Represented by Amount in Row (11): 7.4% (1) - -------------------------------------------------------------------------------- 14. Type of Reporting Person* CO - -------------------------------------------------------------------------------- (1) Based on 3,282,833 shares of the Issuer outstanding as of January 7, 2002. *SEE INSTRUCTIONS BEFORE FILLING OUT! Schedule 13D/A Page 3 of 5 Pages This Amendment No. 1 to Schedule 13D ("Amendment No. 1") is being filed by Bruce Goldsmith Inc. (the "Reporting Person"). This Amendment No. 1 incorporates by reference the information contained in the original Schedule 13D dated December 28, 2001 filed by the Reporting Person (the "Original 13D"), and amends and supplements items 3 and 5 thereof as follows. Each capitalized term used herein and not otherwise defined has the meaning given such term in such original Schedule 13D. ITEM 3. SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION. Between the period of December 21, 2001 and March 8, 2002, BGI purchased 63,000 shares of common stock in open market transactions for an aggregate purchase price of approximately $87,898.00 out of working capital and sold 6,500 shares of common stock in open market transactions for an aggregate sale price of approximately $11,880.00. ITEM 5. INTEREST IN SECURITIES OF THE ISSUER. (a) As of March 8, 2002, BGI beneficially owns 242,530 shares (7.4%) of the Issuer's common stock, based upon the outstanding 3,282,833 shares of the Issuer's common stock reported in its Annual Report on Form 10-KSB for fiscal year ended October 27, 2001. (b) As of March 8, 2002, BGI has the sole voting and dispositive power with respect to 242,530 shares of the Issuer's common stock. BGI does not share any voting or dispositive power with respect to the Issuer's common stock. (c) During the last 60 days, BGI has engaged in the following open market transactions:
Transaction Quantity Trade Date Price Per Share ----------- -------- ---------- --------------- Purchase 3,000 1/10/02 $1.70 Purchase 1,000 1/15/02 $1.75 Purchase 3,000 1/15/02 $1.56 Purchase 1,500 1/18/02 $1.75 Purchase 1,000 1/18/02 $1.55 Purchase 2,000 1/30/02 $1.60 Purchase 2,000 1/30/02 $1.60 Purchase 2,000 2/01/02 $1.56 Purchase 2,000 2/08/02 $1.53 Purchase 5,000 2/08/02 $1.50 Purchase 1,500 2/08/02 $1.50 Purchase 500 2/08/02 $1.50 Purchase 500 2/08/02 $1.50 Purchase 700 2/25/02 $1.20 Purchase 600 2/26/02 $1.20 Schedule 13D/A Page 4 of 5 Pages Purchase 4,700 2/28/02 $1.14 Purchase 3,000 2/28/02 $1.14 Purchase 5,000 3/04/02 $1.10 Purchase 10,000 3/05/02 $1.15 Purchase 3,000 3/06/02 $1.15 Purchase 2,000 3/08/02 $1.30
(d) Not applicable. (e) Not applicable. Schedule 13D/A Page 5 of 5 Pages SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: March 12, 2002 -------------- BRUCE GOLDSMITH INC. By: /s/ Bruce Goldsmith ----------------------- Name: Bruce Goldsmith Title: President and Director -----END PRIVACY-ENHANCED MESSAGE-----